FAQs
What is the primary mission of the Risk and Compliance department at Saxo?
The primary mission of the Risk and Compliance department is to support the group's management in ensuring that activities are conducted in a safe, efficient manner and in compliance with applicable legislative and regulatory provisions.
What are the key responsibilities of a Compliance Associate?
Key responsibilities include supporting the Head of Compliance/MLRO, investigating and completing thematic compliance monitoring, reviewing and researching AML and financial crime, drafting summaries for the MLRO, submitting SARs, collating management information, managing spot checks, answering inquiries from regulators, and identifying training opportunities on regulatory topics.
Is a specific location required for this job?
Yes, the role requires the candidate to be able to commute to the Canary Wharf London office.
What skills are important for a Compliance Associate?
Important skills include analytical and attention to detail, problem-solving abilities, good investigation skills, a strong understanding of systems, and the ability to form good working relationships with team members and the wider business.
What kind of culture can I expect at Saxo?
Saxo fosters a culture that values diversity and inclusion, encourages open feedback, and promotes supportive team environments, allowing employees to grow and fulfill their career aspirations.
Do I need to be authorized to work in the UK?
Yes, candidates must be authorized to work in the UK to apply for this position.
What opportunities for personal development does Saxo provide?
Saxo is invested in employee development and offers a robust career path from day one, encouraging dynamic learning and providing numerous career opportunities.
How can I apply for the Compliance Associate position?
You can apply by clicking the designated link to create an account and upload your resume and a short motivation letter.