FAQs
What is the job title for this position?
The job title is Market Conduct Compliance Officer (Advisory).
Where is this position located?
This position is located in London, Greater London, United Kingdom.
What are the main responsibilities of the Market Conduct Compliance Officer?
The main responsibilities include supporting the management and administration of the Market Conduct programme for London Oil and Gas, acting as an advisory contact for London traders, ensuring compliance with market conduct policies, supporting the administration of the Senior Manager and Certification Regime, maintaining documentation of the Market Conduct programme, and performing annual risk assessments.
What skills and qualifications are required for this role?
Required skills and qualifications include a university degree, experience in a similar role, a good understanding of global commodities market conduct framework and key regulations, fluency in English (additional languages are beneficial), problem-solving mindset, excellent communication skills, and the ability to work independently under pressure. Being a team player and willingness to travel (up to 30%) are also important.
When is the closing date for applications?
The closing date for applications is 22/08/2024.
Who does this role report to?
This role reports to the Global Head of Market Conduct.
What is the ideal candidate expected to do in terms of advisory work?
The ideal candidate is expected to engage in advisory work related to the application of the Market Conduct Policy, guidelines and procedures, benchmark and price reporting agency engagement, trading venue and exchange rules, communications compliance, and managing suspicious activity.
What kind of travel is required for this position?
The position requires the officer to be willing to travel up to 30%.
What does the role involve in terms of training?
The role involves administering onboarding and annual Market Conduct training, as well as ensuring strong documentation of the Market Conduct programme, including maintaining documentation libraries and updating training records.
What are the main areas of regulatory knowledge that are important for this role?
Important areas of regulatory knowledge include EMIR, Dodd-Frank, CEA, MIFID, SMCR, as well as trading venue and exchange rules such as Platts MOC, ICE, and NYMEX.