Logo of Huzzle

Regulatory Risk – Manager

image

Deloitte

Aug 1, 2024

  • Job
    Full-time
    Senior (5-8 years)
  • Dublin
  • Quick Apply

AI generated summary

  • You should have experience in regulatory risk management, strong analytical skills, and knowledge of compliance frameworks. Excellent communication and leadership abilities are also essential.
  • You will assess regulatory risks, develop compliance strategies, manage client relationships, and ensure adherence to regulations while providing expert advice and guidance on risk mitigation.

Requirements

  • Third level qualification in related area
  • Professional Diploma in Compliance - Association of Compliance Officers in Ireland (ACOI), or other is desirable
  • Proven experience regulatory experience within a Financial Services environment (Payments, Fintech, Banking or Insurance), as part of a Financial Services Institution, or in an advisory, law or business consulting capacity
  • Experience and industry knowledge within the Investment Management or Funds & Asset Servicing industries
  • Strong technical knowledge in regulation, regulatory strategy and Financial Regulator rules and guidance procedures, existing and new, such as Consumer Protection, Anti-Money Laundering, Conduct Risk, Market Abuse, Risk Framework methodologies
  • A detailed understanding of aspects of current regulation with an ability to develop a specialism in other areas of new regulation such as the evolving Fitness & Probity requirements, Senior Executive Accountability, Conflict of Interest Management and Governance Arrangements
  • Demonstrated outstanding planning, project management, networking and influencing skills
  • Experience in supporting and training junior team members, providing guidance to team members on the delivery of projects.

Responsibilities

  • Provision of technical expertise to assist a broad range of clients to manage their relevant regulatory requirements
  • Support the development of new business opportunities and working closely with the senior management team
  • Planning and managing projects as required, meeting all deadlines in a timely manner
  • The interpretation and implementation of regulations
  • Supporting the development of a client compliance framework
  • Supporting the development of compliance policies and procedures
  • Reviewing client documentation in relation to regulatory requirements
  • Supporting internal audit services specific to compliance with regulatory requirements
  • Secondments to client Compliance Functions
  • Design and delivery of regulatory training tailored to meet client’s needs etc.

FAQs

What is the main objective of the Regulatory Risk – Manager position at Deloitte?

The main objective of the Regulatory Risk – Manager position is to provide technical expertise to assist clients in managing their regulatory requirements, ensuring compliance, and developing frameworks and policies while supporting business opportunities and managing unique client assignments.

What qualifications are required for this position?

A third-level qualification in a related area is required. A Professional Diploma in Compliance from the Association of Compliance Officers in Ireland (ACOI) or similar qualifications is desirable.

What type of experience is preferred for candidates applying for this role?

Candidates should have proven regulatory experience within a Financial Services environment, such as Payments, Fintech, Banking, or Insurance, whether as part of a Financial Services Institution or in an advisory, law, or business consulting capacity. Experience and industry knowledge in Investment Management or Funds & Asset Servicing is also desired.

What technical knowledge should candidates possess?

Candidates should have strong technical knowledge in regulation, regulatory strategy, and familiarity with Financial Regulator rules and guidance procedures, including areas such as Consumer Protection, Anti-Money Laundering, Conduct Risk, Market Abuse, and Risk Framework methodologies.

What are the key responsibilities associated with the role?

Responsibilities include interpreting and implementing regulations, developing client compliance frameworks and policies, reviewing client documentation for regulatory compliance, supporting internal audit services, conducting secondments to client Compliance Functions, and designing and delivering tailored regulatory training.

Is there an emphasis on professional development in this role?

Yes, Deloitte emphasizes personal and professional development. They offer competitive rewards, training, coaching, and enhanced leave options to support employees in achieving work-life balance and continuous growth.

Will the Regulatory Risk Manager have opportunities to lead teams?

Yes, the role includes supporting and training junior team members and providing guidance on project delivery, indicating leadership and mentorship responsibilities.

How does Deloitte approach diversity and inclusion in its hiring process?

Deloitte is an equal opportunities employer and encourages all individuals who meet the criteria to apply. They ensure that reasonable accommodations are implemented as part of the recruitment and selection process.

What can candidates expect in terms of work environment and culture at Deloitte?

Candidates can expect a work environment that encourages them to bring their full selves to work, collaborate, stretch their thinking, and build a fulfilling career while making a meaningful impact.

Consulting
Industry
10,001+
Employees
1845
Founded Year

Mission & Purpose

Deloitte, as one of the Big 4 global professional services firms, offers a comprehensive range of services including audit, tax, consulting, and advisory solutions to clients worldwide. Their ultimate mission is to deliver exceptional value to their clients by helping them navigate complex challenges, achieve sustainable growth, and stay ahead in an ever-changing business landscape. Deloitte's purpose lies in making an impact that matters and contributing to the success and well-being of their clients, people, and communities. With a team of skilled professionals and a commitment to innovation and collaboration, Deloitte strives to shape the future of business and create positive, lasting outcomes for their stakeholders.

Culture & Values

  • Lead the way

    We are not only leading the profession, but also reinventing it for the future. We are also committed to creating opportunity and leading the way to a more sustainable world.

  • Serve with integrity

    By acting ethically and with integrity, we have earned the trust of clients, regulators, and the public. Upholding that trust is our single most important responsibility.

  • Take care of each other

    We look out for one another and prioritize respect, fairness, development, and well-being.

  • Foster inclusion

    We are at our best when we foster an inclusive culture and embrace diversity in all forms. We know this attracts top talent, enables innovation, and helps deliver well-rounded client solutions.

  • Collaborate for measurable impact

    We approach our work with a collaborative mindset, teaming across businesses, geographies, and skills to deliver tangible, measurable, attributable impact.