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Securities Operations Representative

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Wells Fargo

Nov 7, 2024

Applications are closed

  • Job
    Full-time
    Junior Level
  • Business, Operations & Strategy
    Banking & Finance

Requirements

  • 2+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education

Responsibilities

  • Perform various operational tasks on complex securities that require general knowledge of unit functions and systems
  • Support securities operations
  • Identify ways to improve the overall process
  • Perform moderately complex duties such as processing, researching inquiries and reconciling transactions
  • Review time sensitive documents
  • Receive direction from supervisor and coordinate situations involving other departments
  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
  • Interact with internal customers
  • Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements

FAQs

What type of experience is required for this position?

A minimum of 2+ years of Securities Operations experience is required, or equivalent experience through work, training, military experience, or education.

What specific tasks will I be performing as a Securities Operations Representative?

You will perform various operational tasks on complex securities, support securities operations, process and reconcile transactions, review time-sensitive documents, and collaborate with internal teams to resolve issues.

Is there any emphasis on improving processes in this role?

Yes, identifying ways to improve the overall process is a key responsibility in this role.

Will I be required to interact with other departments?

Yes, you will coordinate with other departments and receive direction from your supervisor while managing various operational tasks.

What kind of environment does Wells Fargo promote regarding diversity?

Wells Fargo values diversity, equity, and inclusion in the workplace and welcomes applications from all qualified candidates regardless of race, gender, or other protected characteristics.

How does Wells Fargo handle risk and compliance in this role?

Employees are accountable for executing applicable risk programs, following policies, fulfilling compliance obligations, and making sound risk decisions.

Is there support for people with disabilities during the application process?

Yes, accommodations for applicants with disabilities are available upon request during the recruitment process.

What is the nature of the workplace regarding drug use?

Wells Fargo maintains a drug-free workplace and adheres to a strict Drug and Alcohol Policy.

Are applicants required to represent their own experiences during the hiring process?

Yes, Wells Fargo requires candidates to directly represent their own experiences throughout the recruiting and hiring process.

Can I submit a third-party recording during the interview?

No, third-party recordings are prohibited unless authorized by Wells Fargo.

Finance
Industry
10,001+
Employees
1929
Founded Year

Mission & Purpose

Wells Fargo & Company (NYSE: WFC) is a diversified, community-based financial services company with approximately $1.9 trillion in assets. Wells Fargo’s vision is to satisfy our customers’ financial needs and help them succeed financially. Founded in 1852 and headquartered in San Francisco, Wells Fargo provides banking, investment and mortgage products and services, as well as consumer and commercial finance, through more than 7,300 locations, 12,000 ATMs, the internet (wellsfargo.com) and mobile banking, and has offices in over 40 countries and territories to support customers who conduct business in the global economy. With approximately 250,000 team members, Wells Fargo serves one in three households in the United States. Wells Fargo & Company was ranked No. 41 on Fortune’s 2022 rankings of America’s largest corporations. News, insights and perspectives from Wells Fargo are also available at Wells Fargo Stories. Relevant military experience is considered for veterans and transitioning service men and women. Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation. © 2016 Wells Fargo Bank, N.A. All rights reserved. Member FDIC.