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Senior Governance & Control Analyst

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TD Bank

Oct 25, 2024

  • Job
    Full-time
    Junior Level
  • Government & Politics
    Banking & Finance
  • Toronto
  • Quick Apply

AI generated summary

  • You should have a degree, 2+ years in AML/risk/audit, strong interpersonal skills, flexibility, time management abilities, and effective communication and presentation skills.
  • You will execute risk assessments, test controls, analyze exceptions, build relationships with partners, escalate issues, support projects, report on programs, and communicate effectively with the team.

Requirements

  • University or Post-Graduate degree; compliance/auditing/risk management designation would be considered an asset.
  • Minimum 2 years of AML, Risk, and/or Audit experience (financial services industry preferred).
  • Prior audit experience, quality control testing experience, or familiarity with TD Bank testing methodology.
  • Strong interpersonal and relationship management skills.
  • Flexibility to quickly adapt to changing and ambiguous initiatives or requirements and ability to work collaboratively across functions and thrive in a fast-paced environment.
  • Effective time management, multi-tasking, and organizational skills to meet tight timeframes.
  • Well-developed written and verbal communication skills, as well as confident presentation and facilitation skills.
  • Ability to take initiative and work independently and in a team environment.

Responsibilities

  • Support the execution of the AML and Anti-Bribery and Corruption (ABAC) Risk assessments, including provision of data, inherent risk documentation, and control documentation. This includes the automation of data input.
  • Execute testing of key controls within established deadlines, applying TD testing methodology.
  • Ensure that exceptions are appropriately analyzed, reported, and tracked to resolution. Further, assist TDS Businesses in developing and executing action/remediation plans to address control gaps as well as the root cause themes.
  • Build and maintain constructive relationships with FCRM and fraud risk partners as well as other key stakeholders to ensure FCRM and fraud requirements are understood and met.
  • Identify and escalate (as required) key FCRM and fraud issues and risks to the Manager.
  • Assist with ad-hoc governance, risk management and control projects or tasks of varying complexities within established deadlines.
  • Support G&C executive reporting on the overall status of programs.
  • Contribute to and promote positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, learnings, and knowledge with the team.

FAQs

What is the work location for this position?

The work location for this position is Toronto, Ontario, Canada.

What are the working hours for this role?

The working hours for this role are 37.5 hours per week.

What line of business does this position fall under?

This position falls under the Governance & Control line of business at TD Securities.

Is there a specified salary for this role?

No, the job posting does not specify a salary, as the base pay offered may vary based on the candidate’s skills, experience, and other specific organizational needs.

What qualifications are required for this position?

A university or post-graduate degree is required, and a compliance/auditing/risk management designation is considered an asset. Additionally, a minimum of 2 years of AML, Risk, and/or Audit experience is required.

What experience is preferred for candidates applying for this role?

Candidates with prior audit experience, quality control testing experience, or familiarity with TD Bank testing methodology are preferred.

Are there opportunities for growth and skill development in this role?

Yes, TD is committed to providing growth opportunities and skill development as defining features of the colleague experience.

How does the company support employee well-being?

TD offers a Total Rewards package that includes health and well-being benefits, savings and retirement programs, paid time off, and career development opportunities.

Will there be training provided for this role?

Yes, training and onboarding sessions will be provided to ensure that you have everything needed to succeed in your new role.

How can applicants request accommodations during the interview process?

Applicants can inform the recruitment team if they need accommodations, such as accessible meeting rooms or captioning for virtual interviews, to help remove barriers during the interview process.

What is the interview process like for this position?

Candidates of interest will be contacted to schedule an interview, and the recruitment team aims to communicate outcomes to all applicants via email or phone call.

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TD Bank

Finance
Industry
10,001+
Employees

Mission & Purpose

Headquartered in Toronto, Canada, the Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group (TD). TD had CDN$1.9 trillion in assets on July 31, 2023. TD also ranks among the world’s leading online financial services firms, with more than 16 million active online and mobile customers. TD offers a full range of financial products and services to over 27.5 million customers worldwide through four key business lines: - Canadian Personal and Commercial Banking including TD Canada Trust, Business Banking, and MBNA - U.S. Retail including TD Bank, America’s Most Convenient Bank, TD Auto Finance (U.S.), TD Wealth (U.S.) and TD’s investment in Schwab - Wealth Management & Insurance including TD Wealth (Canada), TD Direct Investing, and TD Insurance - Wholesale Banking including TD Securities and TD Cowen